(Reuters) - Of the $50 million total, $5 million will go to the state of New Jersey in connection with a separate regulatory matter arising out the same conduct. The remaining $5 million will be paid to NYSE Regulation.
NYSE Regulation said the Citigroup unit, an NYSE member firm, violated rules by failing to supervise trading of mutual funds and maintain adequate records.
Read more at Reuters.com Business News
NYSE Regulation said the Citigroup unit, an NYSE member firm, violated rules by failing to supervise trading of mutual funds and maintain adequate records.
Read more at Reuters.com Business News
No comments:
Post a Comment